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Undocumented processes

The process lives in people’s heads. Until it doesn’t.

When the person who knows how a job is supposed to run goes on leave, everything that depended on their memory surfaces at once. FigsFlow puts the process on the job record — as a template checklist that runs every time the work runs, whoever is doing it.

VAT return · workflow templateLive
01Confirm period end and client records receivedDone
02Check for late or amended transactionsDone
03Post adjustments and reconcile boxesDone
04Manager review — sign off before submissionPending
05Submit via MTD software and confirm receiptNot yet
06Raise invoice and close the jobNot yet

Illustrative template. Step 04 is gated — submission cannot proceed until manager sign-off is recorded.

What gets documented

A process is only as reliable as its least-experienced person

Workflow templates do not assume everyone knows what the senior partner knows. They put the steps, the gates and the exceptions on the job itself — so the answer to “how do we do this?” is the checklist, not a conversation.

Workflow templates on the job

A template is a sequence of steps attached to a job type. When the job opens, the checklist opens with it — so the person doing the work sees what is expected at each stage without asking someone else.

STEP ORDERGATESROLE ASSIGNMENTNOTES

Gated steps and review points

A gate in a template is a step that must be completed before the next one is available. Manager review before submission, AML before a letter, client sign-off before billing — each enforced by the template rather than relied on from memory.

MANAGER REVIEWAML GATECLIENT APPROVAL

Role coverage visibility

Which processes can only one person run? Coverage gaps that were invisible until someone left become a count before anyone leaves.

Template versioning

When a step changes, the template is updated and the change is dated. Improvements reach the whole team, not just the person who found the better way.

Exception notes in the step

Known edge cases — clients who always send amended figures, service types with different sign-off rules — sit in the step where they matter rather than in someone’s head.

1
Person needed to run most undocumented processesBefore they go on leave. After that, it is whoever can reach them on the phone.
0
Conversations needed to do a documented stepThe checklist is the answer to “how does this work”. No asking, no waiting.
Live
When the coverage gap becomes visibleRole coverage shows which processes only one person can run — before that person leaves.
Every time
How often the template runsThe same steps, in the same order, for every client doing the same job type.

Counts and labels are illustrative framings, not performance benchmarks.

Who it helps

The same template, seen differently depending on where you sit

A partner worrying about cover during leave needs something different from a preparer starting a job for the first time. Both are reading from the same template.

What it surfacesPartner

The practice risk that only becomes visible when someone is about to leave: which processes have a single point of failure, and which have documented cover.

Role coverage by process — one person or multiple
Templates with no documented owner — processes still in someone’s head
Review gates enforced — which jobs require sign-off before they move
What you do from itAct

Cover risk is an action that can be planned, not a fire to fight when someone calls in sick.

Assign a second person to any single-owner process
Document the gap before it becomes an incident
Show the template to the person who will cover, while the expert is still available
What it surfacesManager

Which jobs are at a gate and who needs to act to move them forward, without having to open every job individually to find out.

Jobs waiting on review sign-off — blocked by a gate you need to clear
Steps completed out of order — if the template flags a sequence violation
Templates that need updating — where a step has changed in practice but not on record
What you do from itAct

A gate is not a blocker — it is a decision point you can clear from the same view that surfaced it.

Clear the review gate and release the job to the next step
Update the template when a better way of doing a step is found
Add the exception note while you still remember what the exception was
What it surfacesPreparer

What to do, in what order, for a job you may not have done before — on the job record itself rather than in an email or a handbook nobody can find.

The step sequence — what to do and in what order
Gates ahead — where manager review is needed before you proceed
Exception notes — what to do when this client is not like the others
What you do from itAct

Work the checklist. The job does not close until the steps are done.

Complete the steps in the order they are listed
Flag a step if something unexpected happens that the note did not cover
Request the review gate be cleared before submitting
What changes

The senior preparer goes on leave. What happens next.

Two scenarios, same firm, same week. The only difference is whether the process was written down before she left.

WITHOUT A TEMPLATE

Monday morning, no cover

The partner realises three VAT returns are due Friday. The only person who knows the reconciliation sequence is away. Everyone else knows the software but not the order, not the exceptions, not the client whose figures always arrive amended.

WITHOUT A TEMPLATE

The phone calls start

Two hours of messages to reach her. She talks a colleague through it. The client with the amended-figures issue is handled incorrectly because the note — which lives in her head — did not travel with the job.

WITH A TEMPLATE

Monday morning, template open

The same three VAT returns are due Friday. The person covering opens the job and the template is there: six steps, in order, with the manager review gate on step four and a note on the amended-figures client on step two.

WITH A TEMPLATE

The job runs on the template

Steps one through three are completed. Step four flags: manager review required before submission. The manager clears it. Steps five and six close the job. The client with the amended figures is handled correctly because the note was in the step.

THE DIFFERENCE

What the template changed

Not the complexity of the job. Not the expertise needed. What changed is where the process lived: in the job record, rather than in one person who happened to be unavailable.

VAT return · two scenarios
SCENARIO: NO TEMPLATE
3 VAT returns due FridayAt risk
Expert on leave · knowledge not on record
Process steps · in one person’s head
Amended-figures exception · not written down
SCENARIO: NO TEMPLATE
2h of calls · disrupts her leaveWaste
Amended-figures client · handled incorrectlyError
No record of what was agreed or when
SCENARIO: TEMPLATE IN PLACE
Template open on jobReady
6 steps · in order · with exception note
Step 4 gate · manager review required
SCENARIO: TEMPLATE IN PLACE
01–03
Steps completedRecords confirmed, adjustments posted, boxes reconciled.
04
Gate clearedManager review done · submission released.
05–06
Job closedSubmitted and invoiced on schedule.
Amended-figures client · handled correctly from the noteDone
THE DIFFERENCE
Process knowledge · moved to the recordPermanent
Cover person · self-sufficient from the template
Expert on leave · actually on leaveDone
Before you ask

What workflow templates do not fix

A template documents what good looks like. It does not make bad judgement good, and it does not run itself without a team willing to use it.

It does not fix a culture where nobody updates the template

A template that nobody keeps current is a process nobody trusts. The discipline of updating it when a better way is found is yours — not something the software enforces.

Your discipline

It does not replace expertise — it makes it portable

A template documents what a senior person knows, but it does not give the person following it the same judgement. Gates and notes reduce the gap; they do not close it entirely.

Design with that in mind

It does not replace your staff handbook or training

Workflow templates cover how client work gets done. Policies, firm values, HR processes and the reasoning behind decisions stay in your handbook and your training programme.

Different tools for different jobs

Bring your riskiest single-person process

Thirty minutes. Come with the process that only one person currently knows how to run, and we will show you what it looks like as a template — or tell you plainly where the fit is not right.

Illustrative scenarios on this page. Actual workflow depends on your process design.